A human
settlement is defined as a place inhabited more or less permanently. It
includes buildings in which they live or use and the paths and streets over
which they travel. It also includes the temporary camps of the hunters and herders.
It may consists of only a few dwelling units called hamlets or big cluster of
buildings called urban cities.
“Any
group of people living in a particular place, a form of human habitation with a
social purpose, where man/woman lives in community, where he/she transforms the
natural environment into a man-made environment, composed of physical, spatial,
and organizational elements whose main purpose is the satisfaction of the needs
of the people… An ecosystem composed of natural and man-made elements which
interact in complex ways within their population dynamics, environmental
dimensions and spatial constraints and alternatives”
– UN
Conference on Habitat,
Stockholm, 1972
Settlements are man’s response to his combined economic, social, political,
technological and cultural human needs. As a result, man becomes successful
with his response to this need only if he is happy and safe within the
settlement that he creates for himself.”
Settlements inhabited by man
Cluster of dwellings of any type or size where human beings live
Created through movement of man in space and definition of boundaries of
territorial interest for physical and institutional purposes
Comprise of all settlements, from primitive to the most elaborate, from
small to big, from temporary to permanent, from single to composite
- (Doxiadis, 1964)
Human settlements means the totality of human community – whether city,
town or village – with all the social, material, organizational, spiritual and
cultural elements that sustain it. The fabric of human settlements consists of
physical elements (shelter, infrastructure and servise) and services to which
these elements provide the material support.)
- Vancouver Declaration on
Human Settlements (1976)
UN Conference on Human Settlements
ESSENTIAL
ELEMENTS OF A HUMAN SETTLEMENT
1. Nature – earth and the natural site on which settlements are built;
natural
2. Shells – built to transform the nature and to house the other elements;
man-made
3. Man (Anthropos) – creates and inhabits the settlements
4. Society – formed in a given settlement
5. Networks – functions that allow settlements to survive and grow; natural
and man-made systems which allow the functioning of settlements (roads,
utilities)
EKISTIC ELEMENTS EPLAINED
The abscissa of ekistic units remains constant
in all uses of the ekistic grid, and the most usual ordinate consists of the
five ekistic elements, NATURE, ANTHROPOS (MAN), SOCIETY, SHELLS (dwellings or
buildings), and NETWORKS, with a sixth line denoting their SYNTHESIS.
NATURE, the first element, represents the ecosystem within which rural settlements must exist. It involves a number of component processes including the hydrologic cycle, biosystems, airsheds, climatic zones, etc. Archaeological studies show that even primitive man with limited tools made profound changes in natural systems.
Overcultivation in the Thar desert of the Indian subcontinent and overgrazing in the Middle East are two examples of how early cultivations weighted the natural balance and tipped it towards an uninhabitable landscape. If such significant changes in the natural system could be brought about by such limited numbers of men, it seems logical to suppose that today's 6,000 million persons must have far greater effectiveness in fouling the planet.
And, if the earth is to support 30,000 million people in the future, the interrelationships and ranges of adaptability of human settlements and natural processes must be very clearly understood and observed, for neither can survive without the other. At another level we cannot forget man's psychological and physical needs for contact with the world of nature.
ANTHROPOS himself is also constantly adapting and changing. The medical profession, in its move from "barbarism" to concepts of the constitution of the healthy individual, can contribute many important inputs to the better organization of urban life. Studies have shown that certain physical and psychological diseases are directly associated with urbanization. These include obesity, respiratory ailments and alienation (anomie).
This gives rise to many questions, such as whether it is possible for mankind to adapt to a completely urban world with no rural escapes; what urban densities "are tolerable"; and how the city may be made a satisfactory environment for the growing child. Thus, just as forward-looking medical and public health schools find a need to study the city, city builders must turn to study man.
SOCIETY comprises all those aspects of the urban or rural scene that are commonly dealt with by sociologists, economists and administrators: population trends, social customs, income and occupations, and the systems of urban government. One of the most urgent aspects of society seems to be the problem of the retention, or reorganization, of values inherent in independent small communities after these have become incorporated in megalopolis — in other words, the place of the neighborhood in megalopolis.
SHELLS, or the built environment, is the traditional domain of the architectural and engineering professions. Here a central problem is how mass-produced, anonymous housing can cater for the needs of very diverse individuals and family groupings. Where can man make his own mark? Where can he leave the touch of his own hand?
NETWORKS provide the glue for all systems of urbanization. Their changes profoundly affect urban patterns and urban scale. We have only to think of the effect of the advent of the railroad, or of piped water supplies, or of the telephone, upon the extent, the texture and the densities of human settlements. The increasingly rapid developments of all types of networks — coupled with population pressures — have been the most potent heralds of megalopolis.
The enormous growth in the uses of energy for the communication of ideas has whetted man's appetite for participating in all sorts of things that were formerly outside his ken. The television screen has stimulated desires both to participate in new sports, such as skiing, etc., and to participate in debates — political representation, etc. To respond to man's demands, transportation, communication and utility networks must all expand even faster than the anticipated growth of settlements.
SYNTHESIS arises from a consideration of the interactions of all the ekistic elements in terms of a single ekistic unit: for example, the interactions of Nature, Man, Society, Shells and Networks may be considered in terms of megalopolis. Or Synthesis can comprise a single ekistic element in terms of the whole range of ekistic units: for example, the effect of certain aspects of society (changes in the birth rate) or networks (advent of the automobile) upon all scales of human settlements.
Again synthesis can arise from synergetic associations with the total result having positive benefits greater than the individual inputs; for example, a health facilities program and air pollution control in conjunction may lead to lower mortality rates than predicted by each of the independent programs.
NATURE, the first element, represents the ecosystem within which rural settlements must exist. It involves a number of component processes including the hydrologic cycle, biosystems, airsheds, climatic zones, etc. Archaeological studies show that even primitive man with limited tools made profound changes in natural systems.
Overcultivation in the Thar desert of the Indian subcontinent and overgrazing in the Middle East are two examples of how early cultivations weighted the natural balance and tipped it towards an uninhabitable landscape. If such significant changes in the natural system could be brought about by such limited numbers of men, it seems logical to suppose that today's 6,000 million persons must have far greater effectiveness in fouling the planet.
And, if the earth is to support 30,000 million people in the future, the interrelationships and ranges of adaptability of human settlements and natural processes must be very clearly understood and observed, for neither can survive without the other. At another level we cannot forget man's psychological and physical needs for contact with the world of nature.
ANTHROPOS himself is also constantly adapting and changing. The medical profession, in its move from "barbarism" to concepts of the constitution of the healthy individual, can contribute many important inputs to the better organization of urban life. Studies have shown that certain physical and psychological diseases are directly associated with urbanization. These include obesity, respiratory ailments and alienation (anomie).
This gives rise to many questions, such as whether it is possible for mankind to adapt to a completely urban world with no rural escapes; what urban densities "are tolerable"; and how the city may be made a satisfactory environment for the growing child. Thus, just as forward-looking medical and public health schools find a need to study the city, city builders must turn to study man.
SOCIETY comprises all those aspects of the urban or rural scene that are commonly dealt with by sociologists, economists and administrators: population trends, social customs, income and occupations, and the systems of urban government. One of the most urgent aspects of society seems to be the problem of the retention, or reorganization, of values inherent in independent small communities after these have become incorporated in megalopolis — in other words, the place of the neighborhood in megalopolis.
SHELLS, or the built environment, is the traditional domain of the architectural and engineering professions. Here a central problem is how mass-produced, anonymous housing can cater for the needs of very diverse individuals and family groupings. Where can man make his own mark? Where can he leave the touch of his own hand?
NETWORKS provide the glue for all systems of urbanization. Their changes profoundly affect urban patterns and urban scale. We have only to think of the effect of the advent of the railroad, or of piped water supplies, or of the telephone, upon the extent, the texture and the densities of human settlements. The increasingly rapid developments of all types of networks — coupled with population pressures — have been the most potent heralds of megalopolis.
The enormous growth in the uses of energy for the communication of ideas has whetted man's appetite for participating in all sorts of things that were formerly outside his ken. The television screen has stimulated desires both to participate in new sports, such as skiing, etc., and to participate in debates — political representation, etc. To respond to man's demands, transportation, communication and utility networks must all expand even faster than the anticipated growth of settlements.
SYNTHESIS arises from a consideration of the interactions of all the ekistic elements in terms of a single ekistic unit: for example, the interactions of Nature, Man, Society, Shells and Networks may be considered in terms of megalopolis. Or Synthesis can comprise a single ekistic element in terms of the whole range of ekistic units: for example, the effect of certain aspects of society (changes in the birth rate) or networks (advent of the automobile) upon all scales of human settlements.
Again synthesis can arise from synergetic associations with the total result having positive benefits greater than the individual inputs; for example, a health facilities program and air pollution control in conjunction may lead to lower mortality rates than predicted by each of the independent programs.
What is a Settlement Hierarchy
?
A settlement hierarchy is when settlements are ranked in order
of size or importance.
- This refers to the arrangement of settlements in an
‘order of importance’, usually from many isolated dwellings or hamlets at
the base of the hierarchy to one major city, (usually the capital) at the
top. The order of importance is usually based on one of the following: the
area and population of the settlement ( size ) the range and number of
services /functions within each settlement
the relative sphere of influence of each settlement.
PRINCIPLES
BEHIND THE CREATION OF HUMAN SETTLEMENTS
1.
The
first principle is maximization of man's potential contacts with the elements
of nature (such as water and trees), with other people, and with the works of
man (such as buildings and roads). This, after all, amounts to an operational
definition of personal human freedom.
2.
The
second principle is minimization of the effort required for the achievement of
man's actual and potential contacts. He always gives his structures the shape,
or selects the route, that requires the minimum effort, no matter whether he is
dealing with the floor of a room, which he tends to make horizontal, or with
the creation of a highway.
3.
The
third principle is optimization of man's protective space, which means the
selection of such a distance from other persons, animals, or objects that he
can keep his contacts with them (first principle) without any kind of sensory
or psychological discomfort. This has to be true at every moment and in every
locality, whether it is temporary or permanent and whether man is alone or part
of a group.
4.
The
fourth principle is optimization of the quality of man's relationship with his
environment, which consists of nature, society, shells (buildings and houses of
all sorts), and networks (ranging from roads to telecommunications) (Fig. 2).
This is the principle that leads to order, physiological and aesthetic, and
that influences architecture and, in many respects, art.
5.
Finally,
and this is the fifth principle, man organizes his settlements in an attempt to
achieve an optimum synthesis of the other four principles, and this
optimization is dependent on time and space, on actual conditions, and on man's
ability to create a synthesis. When he has achieved this by creating a system
of floors, walls, roofs, doors, and windows which allows him to maximize his
potential contacts (first principle) while minimizing the energy expended
(second principle) and at the same time makes possible his separation from
others (third principle) and the desirable relationship with his environment
(fourth principle), we speak of "successful human settlements". What
we mean is settlements that have achieved a balance between man and his
man-made environment, by complying with all five principles.
Source: Doxiadis, C. A.
(1970). Ekistics, the science of human settlements. Science, 170(3956),
393-404. Retrieved from http://www.doxiadis.org/Downloads/ecistics_the_science_of_human_settlements.pdf
KEY
ISSUES ON THE EVOLUTION OF HUMAN SETTLEMENTS
1.
Evolution of Population by Habitat Types
The complex process of industrialisation
entailed major changes in living conditions, in the production mode, in the
political regimes, etc., while as a development result, urbanisation got
sharper even since the XIX-th Century. The process of fast and imbalanced
industrialisation of the world countries led to the occurrence of various
urbanisation typologies, whose formation was closely related to rural locality
types, and altogether were marked by the overall economic development,
depending on the social, historical and political, as well as geographical
conditions specific to different areas of the contemporary world. Deep changes
took place in terms of human resources distribution pattern in the two living
environments, urban and rural which, in their turn, entailed serious changes
within the economic sectors: industry, agriculture and services, as well as in
the economic structures.
2.
Costs of the Urbanisation Process
The urban population recorded an extremely
fast growth, both in developed and in developing countries, therefore creating
difficult problems of human being adaptation to the new living conditions and
entailed a significant increase in the social cost of urbanisation. The fast
urbanisation process, particularly in developing countries, boosted the issue
of the social cost of urbanisation and development, deepened the gap between
the two areas of social life and sharpened the effects upon the development of
natural and socio-economic balances. Firstly, of course, we should think about
the quantifiable costs, such as the expenditure for the organisation and
functioning of towns and the creation of jobs, for the construction of
dwellings, for services, etc.
It is evident not only expanding social space
of urbanization but also increasing urban concentration process. The urban boom
generates new habitat patterns, asking for finding out the suitable size of
towns, optimising of migratory flows village – town, based on economic
criteria, drawing up new urbanisation models related to the whole system of
rural settlements and to the environment.
The most severe influences of the towns upon
the environment occur as consequence of industrialisation and pollution, such as
chemical, physical and noise pollution, phenomena entailing air pollution due
to the disposal in the atmosphere of about three thousand chemicals that
pollute the atmosphere with particulate matters. We should remind here that the
studies carried out by World Health Organisation reveal that the town is a
continuous source of noise, which reduce the work efficiency of an intellectual
by 60% and of an operative by 30%. Likewise, it was noticed that big towns are
daily producing 1.5 – 2 kg of solid waste and 1.5 pollutants per inhabitant, to
which the fuels necessary to industry and dwellings heating should be added. We
should also remind that nowadays, since finding a job became more and more
difficult, a cohort of unemployed was formed, representing a major source of
potential social conflicts. Towns are overcrowded, the towns road traffic and
the urban transport, the expenditure for the construction of dwellings, the
vegetation, the increasing delinquency and the so called “street children”,
etc. became major problems.
3.
Costs of De-ruralisation Process
We have to admit that, nowadays, the
complexity of rural life problems was underestimated, the same way the
interdependencies between the two habitat types, as well as those between the
economic policy and the practical actions were underestimated, so that the
village was kept under a deep crisis. In the lack of a systematic approach and
without an analysis of the whole package of measures, a series of measures
directed to villages failed. We are now observing that village communities,
particularly in developed countries, are devastated by domestic industrial
activities, by small rural crafts, they are depleted of young human resources,
further deepening the issue of jobs crisis and the one of manifest and latent
unemployment, as well as the issue of demographic ageing and demoeconomic
ageing. Of course, the reduction in rural population weight is undoubtedly a
positive process, by means of which the population is restructured by the new
areas of social life. The issue of fast rate it is happening, the lack of
possibilities to absorb the available labour force in vacation from
agriculture, the incapability of the society to control these processes
entailed a series of demographic, economic and cultural complications and
imbalances. From demographic perspective, the exodus village – town influences
the demographic behaviour, the marriages outline, the structure by age and
gender, the instability of families, the sharpening of demographic ageing and
the diminution of female fertility. From economic standpoint, the villages’
depletion of young cohorts and the process of agriculture feminization are
deepening the demographic ageing process, this fact entailing severe imbalances
in the rural population, in the structure by gender and age groups of
agricultural population. From the cultural point of view, a reduction in the
number of intellectuals in villages was noticed, together with an increased
risk of youth non-enrolment in schools and the increase in the number of illiterate
cohorts and in the difficulties of training the new school aged cohorts.
Therefore, a serious backwardness exists in terms of villages’ accession to
urban facilities, to health and education, new relationships occur between the
economically active and the inactive population, between the indices of overall
activity and of employment level, between the demographic dependence indices
a.s.o. People are nowadays convinced that no economic model could be designed
without taking into account rural economy, able to upkeep the economic system
dynamism and the ability of adaptation, able to produce welfare, as a necessary
condition for the contemporary world development. It is thus necessary to
reconsider the rural universe and the issue of local economy development. It
comes to prominence the creation of new partnership types between the public
and the private sectors in view to turn into account the available human and
natural resources and to create a diversified range of small and medium
enterprises.
4.
How to Safeguard the Urban and the Rural Communities
All the above mentioned result in the
necessity of drawing up programmes comprising all the economic, social,
municipal, cultural and environment related activities, able to safeguard the
urban and rural communities and which should provide for:
• The rational widening of urbanisation,
through the optimisation of village – town flows and the creation of available
jobs in towns, where these are economically, socially and environmentally
justified;
• The achievement of strategic, industrial,
agricultural, construction and tourism objectives, in view to stabilise
population in all the country zones, particularly in the less-favoured ones;
• The decongestion of too big cities, the
fading out of urban overcrowding processes, the limitation of their population
through economic and administrative measures;
• Ensuring the use of local natural
resources, through reclamation works at territorial level and valorisation of
agricultural and forestry areas;
• The extension of half-urban localities by
interweaving the activities belonging to industrial and services sectors with
the agricultural ones, as an intermediate step in urban environment formation
and development;
• Ensuring the food autonomy of rural
population, as well as the food security of urban population;
• Reconsidering the rural environment through
the setting up of small and medium industrial enterprises at village level, the
implementation of certain urbanisation elements in the rural area, the
abolishment of discrepancies between villages and towns, the creation of social
and cultural objectives;
• The stabilisation of rural population
income, particularly of agricultural population, through the attenuation of
price fluctuations for base products, as well as of the consequences related to
the variation of agricultural production due to random factors;
The
reduction of incumbent costs related to compulsive de-ruralisation and
urbanisation and the diminution of towns pollution level and of social entropy
elements (crimes, robberies, rapes, etc.)7.
This
is the only way we could rediscover rural universe and create a normal balance
between the urban and rural sectors.
Source:
Mihaela-Angelica, C. B. (2014). Implications of Human Settlements Evolution. Procedia
Economics and Finance, 10, 190-196. Retrieved from: http://www.sciencedirect.com/science/article/pii/S2212567114002937
THE
EVOLUTION OF SOCIETY -A COMPREHENSIVE VIEW
by Ray Nunes April 1999
We are living in the socio-economic
system known as capitalism. It is not eternal. There have been other
socio-economic systems before it which we will consider as this article
proceeds, and it will not be the last. The point is that societies as well as
human beings, evolve. However, the evolution of society, while it is bound up
with the evolution of man, is not identical with it.
The Darwinist theory of evolution concerns the physical
development of different aspects of nature: plants, animals and all the
multifarious forms of organic life, including man. Darwinism regards man as
part of the animal kingdom descended from a precursor type of ape, beginning
something over five million years ago. Early forms of human beings, known as
hominids, have left behind fossil evidence that appears on the scene up to
perhaps three million years ago. But modern man, homo sapiens, evolved from
hominid ancestors somewhere between 100,000 and 150,000 years ago, during which
time the social organisation known as hunter-gatherer society appeared.
Primitive man of this period was a tribal dweller of the old stone age,
paleolithic man, who had just the beginnings of social organisation, based on
the primitive technology provided by the stone implements of production at his
disposal. The continued evolution of society grows out of this period. But that
depends also on the advance of primitive technology such as enables the
transition to a stable form of tribal society able to hold its own in the
struggle to survive the hostile forces of nature such as predators, a lengthy
process.
What, then, is the decisive stage for the emergence of society
proper? That period when he starts producing (and reproducing) the necessities
of life, commonly called the means of subsistence. This is the period which
sets man apart from the animals, a transition from early, brutish life,
proceeding through a scavenging, hunting and gathering stage to a stage of
producing, and not just collecting, the material means of subsistence. Such
production enabled the formation of stable tribal society, leading eventually
to settled communities. This level of social organisation rested, in fact, on
the improvement of stone-age technology, both in the instruments of labour and
in the production skills required for their use. Today, stone-age technology
seems trifling, but then it was a big factor in social development. The
acquisition of new stone tools which could also serve as weapons gave men new
power in the battle against hostile nature. In particular they aided the
collectivity of tribal life and co-operation for survival. Regular production
of the means of subsistence at last became a reality.
The social development which we have so far depicted is based upon
the brilliant research and analysis of two intellectual giants of the
19th century, Karl Marx and Frederick Engels, whose joint theory of
historical materialism, also known as the materialist conception of history,
(for which Engels gives the main credit to Marx), created a revolution in human
thought. They were the closest of colleagues, who painstakingly studied all
that was known of early history, in the process discovering and establishing
the laws of development of human society.
The decade 1830-1840 saw massive class struggles in Europe between
the wage workers and the towns and the burgeoning class of capitalists,
employers of wage labour, even when the latter were moving to political
supremacy. This class struggle forced itself to the forefront in all spheres of
life, and in doing so compelled European thinkers to consider history anew.
Already a revolutionary democrat, Marx was impelled by the great
social movements of the period to make a profound study of the different forms
of human society which had existed up to that time. He showed for the first
time the overriding importance of economic development as the underlying cause
of all important historical events and movements, singling out the class
struggle as the motive force of history.
The Materialist
Conception of History
An excellent statement of the main principles of historical
materialism is given by Engels in his popular exposition of Marxism: Socialism,
Utopian and Scientific. Here is a brief extract from it . ‘The
materialist conception of history starts from the proposition that the
production of the means to support human life and, next to production, the
exchange of things produced, is the basis of all social structure; that in
every society that has appeared in history, the manner in which wealth is
distributed and society divided into classes or orders is dependent on what is
produced, how it is produced and how the products are exchanged. From this
point of view the final cause of all social changes and political revolutions
are to be sought, not in men’s brains, not in man’s better insight into eternal
truth and justice, but in changes in the mode of production and exchange. They
are to be sought not in the philosophy, but in the economics of each particular
epoch’.
What then, happened to primitive tribal
society? What caused it to change and what did it change into? Fundamentally,
the cause lay in changes in the mode of production of the material means of
subsistence.
The prehistory of man
At the time Marx and Engels first reached
their views on historical materialism, in the mid-nineteenth century, nothing
was known of prehistory, of the period before written history. The great
American anthropologist Lewis Morgan rectified this in his masterly work Ancient
Society. Marx and Engels openly acknowledged their debt to Morgan, the
first to discover and reconstruct the whole epoch of prehistory.
Morgan had lived among the Iroquois
Indians for twenty five years, researching their way of life. From his work it
became clear to Marx and Engels that for thousands of years existing tribes
were based on a primitive communal form of social organisation, with little in
the way of productive forces at their disposal. Gradually new implements were
developed and invented, using stone, wood, horn and bone to make axes, knives,
clubs, stone-tipped spears, chisels and fish hooks. Men also learned how to
make and use fire. Nevertheless the level of the productive forces was still
very low. This necessitated common labour. Common labour entailed common
ownership of the means of production, with relations of equality, co-operation
and mutual assistance among members of the tribe. Likewise, the products of
people’s labour were shared equally. What is decisive here is the common
ownership of the means of production. Hence the description of this social
epoch by Marx and Engels as ‘primitive communism’.
Morgan’s work provided Marx and Engels
with the scientific basis for establishing ‘primitive communism’ as the
socio-economic formation which preceded slave society.
Primitive Communism
Primitive communism as a social-economic
formation lasted far longer than any of its successors, from early tribal life
to the beginnings of civilisation in the form of slave society. The Maori and
other Pacific peoples , both Polynesian and Melanesian, lived under forms of
primitive communism before the incursions into their lands by European
countries, sparked off by the development of capitalism.
Primitive communism lasted a whole
historical epoch, based on a certain level of development of the productive
forces. The principle productive force then, as now, was man with his
production skills and techniques. Each main epoch in the development of human
society constitutes a specific mode of production, or social-economic
formation, of which five are now known: they are: Primitive communism, Slavery,
Feudalism, Capitalism and Socialism (that is, the lower stage of Communism).
What caused the decline of primitive
communism? Ultimately, it was the development – over a very long period of new
and more advanced productive forces. Metal tools and implements replaced those
of stone and wood: the wooden plough with a metal ploughshare, bronze and iron
axes, iron speartips and arrowheads; these along with pottery, made labour far
more productive than formerly. Herds of domesticated livestock could be raised,
and crops grown by settled communities. These two pursuits – stock raising and
agriculture – became separated from each other in the first great social
division of labour, some tribes concentrating on stock raising, others on
agriculture. Later on, handicrafts such as metal working, tool and weapon
making, and the making of clothes and footwear, also became separate branches
of production.
Slave society and primitive communism
showed that the development of the productive forces was they key thing in
forcing on the transformation of one great socio-economic formation into
another. the instruments of production developed independently of man’s will.
Their growth was the principal factor in the changes of the productive forces
at man’s disposal. But as the productive forces of the epoch worked within the
framework of a given set of production relations, as they grew in size and
productivity, so they came into ever-sharper conflict with the previously
established production relations. Eventually, this conflict ended in the overthrow
of existing production relations, ushering in a new social order, or
socio-economic formation; those production relations (or the property relations
within which they had to develop) had become a fetter on further social
development. They had to be broken up, cast aside, and replaced by new ones at
a higher level, giving new and higher production relations which help the new
productive forces to develop. Just as slave society had superseded primitive
communism, so feudal society superseded slave society.
What is the connection of slavery with
today’s world? Engels answers: ‘It was slavery that first made possible the
division of labour between agriculture and industry on a larger scale, and
thereby also hellenism, the flowering of the ancient world. [Hellas = Greece).
Without slavery, no Greek art and science; without slavery, no Roman Empire.
But without the basis laid by Grecian culture, the Roman Empire, also no modern
Europe. We should never forget that our whole economic, political and
intellectual development presupposes a state of things in which slavery was as
necessary as it was universally recognised. In this sense, we are entitled to
say: Without the slavery of antiquity no modern socialism’.
From Slavery to
Feudalism
Slave labour, earlier the source of great
profits to the slaveowners, from being a form of social development finally
became a hindrance to further development. With the decline and fall of the
Roman Empire, the hub of slavery throughout Europe, so the old production
relations of slave society no longer fitted the expansion of the new productive
forces. Feudalism took the place of slavery. The barbarian Germanic tribes
which overthrew and defeated Rome adapted their already existing gentile
constitution to the actual conditions then prevailing. Large scale slave labour
estates owned by Roman aristocrats were no longer profitable. Small-scale
farming once more became the rule. Engels comments that estates were parcelled
out among tenants and farm managers, ‘Mainly, however’, he notes, ‘these small
plots were distributed to coloni, who paid a fixed amount annually,
were attached to the land and could be sold together with the plots. These were
not slaves, but neither were they free. They were the forerunners of the
medieval serfs’.
Feudal production
Over a period of about four hundred years
feudalism gradually became established throughout Europe. Kings and a
landowning nobility arose, seizing land and reallocating part of it to
dependent peasants and serfs who, in return worked their landlord’s land for
nothing except the right for each to work a small plot for himself and his
family.
Despite the fact that
serfs and small peasants were exploited by landowners, because they could in a
small way own their own means of production – a plot of land and tools to work
it – and also own their own product, they had much more incentive to labour than
slaves. They looked after and improved their tools, and sought to improve by
wider use of fertiliser, the use of animal power for ploughing and transport,
and the development of the three-field system; handmills were supplemented by
water and windmills. New crafts developed: iron was produced from pig-iron;
paper, gunpowder and printing were invented (or re-invented, having first
appeared in China). The craftsman, often originally a serf, obtained increased
status.
With greater production
under the new system, trade increased, leading to the growth of new towns as
trading centres. Artisans could own their own tools and products, and took the
trouble to improve techniques. The towns played an ever more important role in
feudal society, becoming havens for runaway serfs and centres of the new,
developing industries out of which capitalism was born.
As the centuries passed,
the growing middle class of the towns (middle because between the aristocracy
and the peasants), the burghers or bourgeoisie, strove for independence from
the rule of the landowning nobility. As trade and manufacture grew in
importance, so too did the bourgeoisie. The new productive forces introduced in
the towns included the system of manufacture – that is, simple co-operative
labour in production. Most labouring people were serfs or peasants tied to the
land. To provide labour for manufacture this connection had to be broken, and
was.
Thus, within the
framework of feudal class relations a great growth of capitalism and the
capitalist class took place. Once more the productive forces had outstripped
the productive relations and a new socio-economic formation had to overthrow
the old; capitalism had to overthrow feudalism by force in order to seize
political power and create the conditions for a new growth of the productive
forces, which now were able to achieve an immense growth, based on the
development of wage labour. This form of labour was at the same time social
labour as distinct from the individual labour of the feudal artisan or peasant.
It enabled giant strides to be made in production.
Marx and Engels gave a
graphic summary of this process in the Communist Manifesto (1848):
The bourgeoisie, during its
rule of scarce one hundred years, has created more massive and more colossal productive
forces than have all preceding generations together. Subjection of nature’s
forces to man, machinery, application of chemistry to industry and agriculture,
steam navigation, railways, electric telegraphs, clearing of whole continents
for cultivation, canalisation of rivers, whole populations conjured out of the
ground – what earlier century had even a presentiment that such productive
forces slumbered in the lap of social labour?
But capitalism is not the last word in
social development. It, too, has seen in Soviet Russia and People’s China the
overthrow of capitalism. that is a fact of history. That socialism was lost in
all the countries where it had achieved state power, and capitalism has been
restored is a serious blow to the aspirations of the working class, but, while
a big setback , this is nevertheless only a temporary situation. History is
still certain to throw up new socialist revolutions which will bring about a
transformation in one after another sector of the human race. In the 1950s
one-third of the population of the world was living under socialism. that time
will come again, and ‘the end’ will be written to the capitalist world system.
History, as Marx and Engels proved in
their immense intellectual labours, is a law-governed process, by which is
meant natural, and not constitutional, law. Each mode of production, or
socio-economic formation, has its own special laws of development.
As previously noted, the production
relations of each epoch necessarily correspond to a certain level of the
productive forces at society’s disposal, which, as we have already seen,
consists of people with their production skills plus the tools or instruments
of production. As Marx succinctly puts it: ‘The hand-mill gives you society
with the feudal lord; the steam-mill with the industrial capitalist’.[1]
It is a common feature
of human society in all periods of history that it can only exist by producing
the necessities of life, such as food, clothing and shelter. In this very
process of producing, people willy-nilly form definite relationships. These are
called ‘relations of production’ or, more briefly, ‘production relations,’ and
they concern how people stand towards the means of production; whether they own
them in common, as under Communism, or whether one class owns them and can thus
exploit another class as under slavery, feudalism and capitalism.
Whatever the epoch, these production relations
form the foundation, the basis or economic structure of society. Under
communism, primitive or advanced, the basis is classless, because the means of
production are socially owned. Under slavery, the basis is the dominant
production relations of slaveowners to slaves; under feudalism, it is those of
feudal lords to serfs, and under capitalism, those of capitalists to workers.
In the foregoing sketch of development we
have spoken of Primitive Communism, Slavery, Feudalism, Capitalism and
Socialism. Each of these social systems consists, like a building, of two
closely connected parts, a ‘basis’ and a ‘superstructure’. It includes
different kinds of governing bodies – democratic assemblies or monarch’s
courts, for instance; the state with its armed forces, police and law courts,
churches, academies and so on. A set of ideas in regard to politics, religion,
law, art and culture, etc. also grows up which form an ideological
superstructure as part of the whole the most decisive The most decisive
institution of the superstructure and the principal one on which the political
power of a ruling class rests, is the state. In the imperialist (modern
monopoly) stage of capitalism the monopoly capitalists have created a huge
military-bureaucratic state machine as an instrument of suppression. In
classless society there will be no state, for there will be no classes to
suppress.
Under capitalism different political
parties may be elected to office in ‘democracies’. They may make some reforms,
but they cannot and do not make any fundamental change to the basis. For that,
something very different is needed – a revolution. ‘Labour Governments’ come
and go. But the capitalist basis remains.
In the physical world surrounding us or,
as it is called, Nature, and in human society and human thought as well, change
and development take place as a result of constant struggles between opposing
tendencies or forces, i.e., opposites. Such opposites are called
‘contradictions’. And in human society the basic contradiction is that between
the productive forces and the production relations. It is this contradiction
that is the motive force which pushes forward the development of society. In a
class-divided society such as capitalism the basic contradiction manifests
itself as a struggle between classes.
New relations of production when they are
established assist the productive forces to develop, but in time they become a
barrier to the further growth of the latter. A conflict between the two
develops and grows sharper until a point is reached where it culminates in a
social revolution, when the old production relations are overthrown and
replaced by new ones and society is reconstituted on a new basis. The old
superstructure then undergoes big changes to bring it into line with the new basis.
Laws of social
development
The evolution of man from other organic
species was firmly established, except for religious obscurantists, by Darwin
in the mid-nineteenth century. As Darwin showed, evolution was (and is) a
law-governed process. So too is the development of human society.
This article is headed ‘The Evolution of
Human Society’ in order to throw light on the development of society and on the
laws which govern that process. It leaves unsaid much of the teachings of
historical materialism so as to concentrate on the main essentials. As we have
indicated, certain general laws of development hold good for society. These
are:
1). The law of contradiction between the
productive forces and the production relations. The operation of this law brings
about the transformation of one socio-economic formation into another through
the sharpening of the contradiction. It is the basic law of social development.
In class-divided society it is expressed by the struggle between oppressed
classes.
2). The law of basis and superstructure.
Every social system consists of an economic basis and a superstructure erected
upon it. A fundamental change in a social system takes place when a social
revolution changes the basis and then proceeds to change the superstructure.
3). The law of class struggle. In a
class-divided society the underlying economic contradictions are expressed in
society as a class struggle which is the motive force of social development.
The sharpening of this struggle brings about a social revolution.
Summing up
As can be seen, these
are general laws, not laws solely applicable to capitalist society.
The materialist
conception of history is the only scientific view of history. This conception
for the first time places history on a proper foundation, showing the mass of
the people as the real makers of history. It is they throughout history who
have maintained society through their productive work; it is they who, in
earlier generations have been the principal agents in improving the instruments
of production along with scientific experiment, and it is they who advance
society through their actions in class struggle. It is beyond doubt that such
struggle will lead, in New Zealand as elsewhere, to a new socialist society.
Source: https://fightback.org.nz/resources/study-material/the-evolution-of-society-a-comprehensive-view/
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